SEC targets AI oversight, recordkeeping across all channels and active compliance enforcement in 2026 examination priorities ...

"[E]nforcement and making sure that your people understand what you are doing so that they don't make mistakes will be very important," said Townsend Bourne.

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We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The 2024 Medicare Advantage Final Rule changed inpatient coverage, requiring healthcare providers to reevaluate their patient strategies. Unlike traditional Medicare Part A, Medicare Advantage (MA) ...

Registered investment advisors (RIAs) in the U.S. face a new anti-money laundering (AML) reality. Starting January 1, 2026 (now potentially delayed until January 1, 2028), RIAs will be required to ...

The Gramm-Leach-Bliley Act (GLBA) is a U.S. federal regulation that seeks to protect consumer financial privacy. GLBA mandates that financial institutions be transparent with their customers about how ...

In November 2023, the Federal Trade Commission amended the Safeguards Rule to require nonbanking financial institutions — such as dealerships — to notify them no later than 30 days after discovery of ...

PORTLAND, Ore. — In addition to announcing that red flag rules compliance program, which was developed in collaboration with Hudson Cook, the company announced it is offering an online seminar to ...

This information is presented as a quick reference to the many NCAA rules which apply to our "athletics representatives." Not all applicable situations are included, so please call if you have ...