Welcome to SEC Roundup, a bimonthly video series by former Securities and Exchange Commission senior trial counsels Nick Morgan and Tom Zaccaro, founders of the nonprofit advocacy group Investor ...

July 3 (Reuters) - The U.S. Securities and Exchange Commission (SEC) on Monday charged View Inc VIEW.O and a former chief financial officer for understating the costs of replacing defective "smart" ...

Nov 4 (Reuters) - The former chief financial officer of View must face U.S. Securities and Exchange Commission claims he negligently allowed the maker of "smart windows" to understate the cost of ...

Donald Trump’s pick to succeed Gary Gensler as chair of the SEC hasn’t been officially installed yet, but the regulator is already taking incremental steps on a path to approving a handful of new ...

July 3 (Reuters) - The U.S. Securities and Exchange Commission on Monday charged View Inc VIEW.O, the maker of "smart" windows whose tinted panes adjust with the sun, and a former chief financial ...