The SEC said that Vanguard made “misleading statements related to capital gains distributions and tax consequences for retail investors who held Vanguard Investor Target Retirement Funds (Investor ...

The Pension Benefit Guaranty Corporation (PBGC) has proposed modifications to its regulations on premium rates, premium due dates, and termination of single-employer plans.

The Sandy, Utah-based firm, which bills itself as a next-generation retirement plan provider for employers, advisors and individuals, announced the appointment of industry veteran Stan Smith as Chief ...

Well, here we are again at the end of yet another workweek . . . and yet, just look at what has happened to these guys and gals . . .

Appearing before the Senate Finance Committee for his confirmation hearing, Treasury Secretary nominee Scott Bessent suggested that the nation could face an economic crisis should Congress fail to ...

The Department of Labor (DOL) released a new rule proposal governing the appraisal of shares in an employee stock ownership plan (ESOP).

ERISA litigation often equates the fiduciary duties of prudence and loyalty — but a federal judge has drawn a distinction in a controversial case involving ESG.

We are pleased to once again officially announce the opening of applications for NAPA’s Top DC Advisor Teams (with AUA $100 Million) and Top DC Advisor Multi-Office Firms! There are two separate ...

A taxpayer may be eligible for the expanded access to his or her retirement funds if their principal residence was in a major disaster area and they sustained an economic loss due to a natural ...

The Department of Labor’s Employee Benefits Security Administration (EBSA) released its final rule on Tuesday morning regarding changes to its Voluntary Fiduciary Correction Program (VFCP). The DOL’s ...