Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
This change led to significant redemptions as Vanguard customers moved from other target date funds into the institutional ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
The settlement stemmed from Vanguard’s December 2020 decision to reduce the minimum investment in lower-cost fund classes ...
The Vanguard Group Inc., one of the world's largest asset managers, will pay a $106.41M penalty to resolve charges for ...
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
(Bloomberg) -- Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made misleading statements about capital gains distributions and ...