In a recent turn of events, Vanguard, one of the leading mutual fund companies in the United States, has come to a $106 million settlement with investors. The crux of the matter lies in the ...

In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...

Ameritas Advisory Services LLC trimmed its holdings in shares of Vanguard Mid-Cap Growth ETF (NYSEARCA:VOT – Free Report) by ...

Vanguard's fine centers on December 2020 actions related to the asset manager's target-date funds and capital gains taxes. Here's what you need to know.

The US Securities and Exchange Commission will launch a cryptocurrency-focused task force to come up with ways to regulate ...

Diversify Wealth Management LLC increased its holdings in shares of Avantor, Inc. (NYSE:AVTR – Free Report) by 10.0% during ...

The SEC announced an initiative Tuesday to create a regulatory framework for digital assets with a new internal task force ...

Stamford-headquartered Patriot Bank is in “troubled condition,” according to its federal regulator, the Office of the ...

Several thousand investors in Connecticut will be eligible for a share of a $106 million settlement reached with ...

Institutional Shareholder Services Inc. has called on the DC Circuit to reject a business group’s efforts to save 2020 SEC ...

The Ohio Department of Commerce Division of Securities and Division of Financial Institutions (DFI) recently announced two separate settlements regarding multi-state investigations that impacted ...

The U.S. Securities and Exchange Commission's new leadership said on Tuesday it had created a task force to develop a ...