State AG, SEC reach $106M settlement from investment adviser Vanguard Group
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
Maryland AG joins $106 million multistate settlement with Vanguard
Maryland Attorney General Anthony Brown joined a $106 million multistate settlement with Vanguard over big tax bills, the AG ...
Vanguard fined $106M over retirement fund disclosure violations
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Financial Crime Weekly: American Express Pays $108 Million To Settle Deceptive Marketing Charges, Vanguard Group Pays $106 Million For Violations
American Express pays $108 million to settle deceptive marketing charges. The Vanguard Group pays $106 million to settle ...
Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard takes steps to convince the government it’s not too powerful
The FDIC director says a new "passivity agreement" with Vanguard is a victory over "the concentration of power in a few ...
Vanguard to pay $106M to settle SEC charges over TRF disclosure violations
Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...
Pensions&Investments5d
Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
3 Vanguard ETFs to Buy With $2,000 and Hold Forever
Being able to buy and hold anything means you must own the right kinds of investments to begin with. If you're looking for a ...
Vanguard Settles With SEC Over Surprise Capital-Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...