UBS is set to pay hundreds of millions of dollars to settle allegations that Credit Suisse violated an agreement it reached with the DOJ in 2014, when it agreed to pay $2.6 billion to resolve ...

Trump's pick to replace Gensler, former SEC commissioner Paul Atkins, is seen as far more friendly to the industry overall and to crypto specifically.

The Financial Industry Regulatory Authority has censured and fined Fidelity Brokerage Services for allegedly allowing one of its employees to filch hundreds of thousands of dollars from participants ...