In a recent turn of events, Vanguard, one of the leading mutual fund companies in the United States, has come to a $106 million settlement with investors. The crux of the matter lies in the ...

Ameritas Advisory Services LLC trimmed its holdings in shares of Vanguard Mid-Cap Growth ETF (NYSEARCA:VOT – Free Report) by ...

Diversify Wealth Management LLC increased its holdings in shares of Avantor, Inc. (NYSE:AVTR – Free Report) by 10.0% during ...

The SEC announced an initiative Tuesday to create a regulatory framework for digital assets with a new internal task force ...

Texas-based video game retailer GameStop has closed nearly half a dozen of its stores in Connecticut in recent weeks. The retailer has already closed its store in Naugatuck as well as its Newtown Road ...

Stamford-headquartered Patriot Bank is in “troubled condition,” according to its federal regulator, the Office of the ...

Institutional Shareholder Services Inc. has called on the DC Circuit to reject a business group’s efforts to save 2020 SEC ...

The avalanche of cases announced Friday included charges against a no-longer registered advisor and firm accused of ...

The Ohio Department of Commerce Division of Securities and Division of Financial Institutions (DFI) recently announced two separate settlements regarding multi-state investigations that impacted ...

The move comes as the Securities and Exchange Commission is expected to become more friendly to the cryptocurrency industry under the Trump administration.

The Securities and Exchange Commission (SEC) announced that US President Donald Trump has appointed Mark Uyeda as acting chair of the agency. "I am honored to serve in this capacity after serving as a ...

Nancy Beck and Lynn Ann Dekleva worked in the first Trump administration, where they fought chemical restrictions.